-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G4SwZMXBEFKuCN12ceZ/826SrMl/HjCbUDBRSCk+i1cDZEWgOveKAvQ9pHOgXbIo Z6pgLNaxuerPQP9NdtIHyw== 0001193125-05-028747.txt : 20050214 0001193125-05-028747.hdr.sgml : 20050214 20050214135627 ACCESSION NUMBER: 0001193125-05-028747 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20050214 DATE AS OF CHANGE: 20050214 GROUP MEMBERS: DANBURRY INTERNATIONAL LTD. GROUP MEMBERS: DINO INVESTMENTS LLC GROUP MEMBERS: ECHO LIMITED GROUP MEMBERS: VELTRON MANAGEMENT LTD. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TRINITY INDUSTRIES INC CENTRAL INDEX KEY: 0000099780 STANDARD INDUSTRIAL CLASSIFICATION: RAILROAD EQUIPMENT [3743] IRS NUMBER: 750225040 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-20249 FILM NUMBER: 05607051 BUSINESS ADDRESS: STREET 1: 2525 STEMMONS FREEWAY CITY: DALLAS STATE: TX ZIP: 75207-2401 BUSINESS PHONE: 214-631-4420 FORMER COMPANY: FORMER CONFORMED NAME: TRINITY STEEL CO INC DATE OF NAME CHANGE: 19720407 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TI INVESTMENTS LLC CENTRAL INDEX KEY: 0001253703 IRS NUMBER: 331062115 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: 2550 MIDDLE RD STREET 2: STE 603 CITY: BETTENDORF STATE: IA ZIP: 52722 SC 13G/A 1 dsc13ga.htm SCHEDULE 13G/A Schedule 13G/A

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

 

 

Under the Securities Exchange Act of 1934

(Amendment No. 1)*

 

 

 

TRINITY INDUSTRIES, INC.


(Name of Issuer)

 

COMMON STOCK


(Title of Class of Securities)

 

 

896522109


                                (CUSIP Number)                                

 

DECEMBER 31, 2004


(Date of Event which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

¨ Rule 13d-1(b)

 

x Rule 13d-1(c)

 

¨ Rule 13d-1(d)

 

*   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (the “Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


CUSIP No. 896522109

 

  1)  

Names of Reporting Persons

I.R.S. Identification Nos. of Above Persons (entities only):

 

             TI Investments, LLC

   
  2)  

Check the Appropriate Box if a Member of a Group (See Instructions):

(a)  

(b)  

   
  3)  

SEC Use Only

 

   
  4)  

Citizenship or Place of Organization:

 

            Delaware

   

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

 

  5)    Sole Voting Power:

 

                2,671,415


  6)    Shared Voting Power:

 

                0


  7)    Sole Dispositive Power:

 

                2,671,415


  8)    Shared Dispositive Power:

 

                 0

  9)  

Aggregate Amount Beneficially Owned by Each Reporting Person:

 

            2,671,415

   
10)  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions):

 

   
11)  

Percent of Class Represented by Amount in Row (9):

 

            5.3%

   
12)  

Type of Reporting Person (See Instructions):

 

            OO

   

 

 

2


CUSIP No. 896522109

 

  1)  

Names of Reporting Persons

I.R.S. Identification Nos. of Above Persons (entities only):

 

             Veltron Management Ltd.

   
  2)  

Check the Appropriate Box if a Member of a Group (See Instructions):

(a)  

(b)  

   
  3)  

SEC Use Only

 

   
  4)  

Citizenship or Place of Organization:

 

            Bahamas

   

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

 

  5)    Sole Voting Power:

 

                2,671,415


  6)    Shared Voting Power:

 

                0


  7)    Sole Dispositive Power:

 

                2,671,415


  8)    Shared Dispositive Power:

 

                 0

  9)  

Aggregate Amount Beneficially Owned by Each Reporting Person:

 

            2,671,415

   
10)  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions):

 

   
11)  

Percent of Class Represented by Amount in Row (9):

 

            5.3%

   
12)  

Type of Reporting Person (See Instructions):

 

            CO

   

 

 

3


CUSIP No. 896522109

 

  1)  

Names of Reporting Persons

I.R.S. Identification Nos. of Above Persons (entities only):

 

             Dino Investments LLC

   
  2)  

Check the Appropriate Box if a Member of a Group (See Instructions):

(a)  

(b)  

   
  3)  

SEC Use Only

 

   
  4)  

Citizenship or Place of Organization:

 

            Delaware

   

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

 

  5)    Sole Voting Power:

 

                25,000


  6)    Shared Voting Power:

 

                0


  7)    Sole Dispositive Power:

 

                25,000


  8)    Shared Dispositive Power:

 

                 0

  9)  

Aggregate Amount Beneficially Owned by Each Reporting Person:

 

            25,000

   
10)  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions):

 

   
11)  

Percent of Class Represented by Amount in Row (9):

 

            0.05%

   
12)  

Type of Reporting Person (See Instructions):

 

            OO

   

 

 

4


CUSIP No. 896522109

 

  1)  

Names of Reporting Persons

I.R.S. Identification Nos. of Above Persons (entities only):

 

            Danburry International Ltd.

   
  2)  

Check the Appropriate Box if a Member of a Group (See Instructions):

(a)  

(b)  

   
  3)  

SEC Use Only

 

   
  4)  

Citizenship or Place of Organization:

 

            Bahamas

   

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

 

  5)    Sole Voting Power:

 

                25,000


  6)    Shared Voting Power:

 

                0


  7)    Sole Dispositive Power:

 

                25,000


  8)    Shared Dispositive Power:

 

                 0

  9)  

Aggregate Amount Beneficially Owned by Each Reporting Person:

 

            25,000

   
10)  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions):

 

   
11)  

Percent of Class Represented by Amount in Row (9):

 

            0.05%

   
12)  

Type of Reporting Person (See Instructions):

 

            CO

   

 

 

5


CUSIP No. 896522109

 

  1)  

Names of Reporting Persons

I.R.S. Identification Nos. of Above Persons (entities only):

 

            Echo Limited

   
  2)  

Check the Appropriate Box if a Member of a Group (See Instructions):

(a)  

(b)  

   
  3)  

SEC Use Only

 

   
  4)  

Citizenship or Place of Organization:

 

            Isle of Man

   

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

 

  5)    Sole Voting Power:

 

                2,696,415


  6)    Shared Voting Power:

 

                0


  7)    Sole Dispositive Power:

 

                2,696,415


  8)    Shared Dispositive Power:

 

                 0

  9)  

Aggregate Amount Beneficially Owned by Each Reporting Person:

 

            2,696,415

   
10)  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions):

 

   
11)  

Percent of Class Represented by Amount in Row (9):

 

            5.4%

   
12)  

Type of Reporting Person (See Instructions):

 

            HC

   

 

 

6


The information contained in this Schedule 13G is as of the date hereof, unless otherwise expressly provided herein.

 

Item 1

 

(a).

  

Name of Issuer:

 

Trinity Industries, Inc.

         

Item 1

 

(b).

  

Address of Issuer’s Principal Executive Offices:

 

2525 Stemmons Freeway, Dallas, Texas 75207.

         

Item 2

 

(a).

  

Name of Persons Filing:

 

TI Investments, LLC (“TI”), Veltron Management Ltd. (“Veltron”), Dino Investments LLC (“Dino), Danburry International Ltd. (“Danburry”) and Echo Limited (“Echo”).

         

Item 2

 

(b).

  

Address of Principal Business Office or, if none, Residence:

 

TI: 2550 Middle Road, Suite 603, Bettendorf, Iowa 52722.

 

Veltron: 2nd Floor, Le Prince de Galles, 3-5 Avenue des Citronniers, MC 98000, Monaco.

 

Dino: 2550 Middle Road, Suite 603, Bettendorf, Iowa 52722.

 

Danburry: 2nd Floor, Le Prince de Galles, 3-5 Avenue des Citronniers, MC 98000, Monaco.

 

Echo: 37 Athol Street, Douglas, Isle of Man.

         

Item 2

 

(c).

  

Citizenship:

 

TI: State of Delaware.

 

Veltron: Bahamas.

 

Dino: State of Delaware.

 

Danburry: Bahamas.

 

Echo: Isle of Man.

         

Item 2

 

(d).

  

Title of Class of Securities:

 

Common Stock.

         

Item 2

 

(e).

  

CUSIP Number:

 

896522109.

         

Item 3.

  If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:     
    (a)    ¨    Broker or dealer registered under Section 15 of the Act;
    (b)    ¨    Bank as defined in Section 3(a)(6) of the Act;
    (c)    ¨    Insurance company as defined in Section 3(a)(19) of the Act;
    (d)    ¨    Investment company registered under Section 8 of the Investment Company Act of 1940;
    (e)    ¨    An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
    (f)    ¨    An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);
    (g)    ¨    A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);
    (h)    ¨    A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act;
    (i)    ¨    A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940; or
    (j)    ¨    Group, in accordance with Rule 13d-1(b)(1)(ii)(J).
    Not applicable.          

 

7


Item 4.

  

Ownership:

 

Each of TI, Veltron and Echo is the beneficial owner of 600 shares of the Issuer’s Series B Redeemable Convertible Preferred Stock (the “Convertible Preferred Stock”). The Convertible Preferred Stock is currently convertible into 2,671,415 shares of Common Stock, representing 5.3% of the outstanding shares of Common Stock. Each of TI, Veltron and Echo has the sole power to vote and dispose of the Convertible Preferred Stock and all of such shares of Common Stock; provided, however, that each Reporting Person is currently required to vote the Convertible Preferred Stock (and such shares of Common Stock issued upon conversion of the Convertible Preferred Stock) in accordance with the recommendations or direction of the Board of Directors of the Issuer. Each of Dino and Danburry disclaims beneficial ownership of the Convertible Preferred Stock and such shares of Common Stock.

 

Each of Dino, Danburry and Echo is the beneficial owner of 25,000 shares of Common Stock, representing 0.05% of the outstanding shares of Common Stock. Each of Dino, Danburry and Echo has the sole power to vote and dispose of all of such shares of Common Stock. Each of TI and Veltron disclaims beneficial ownership of such shares of Common Stock.

 

Echo controls TI, Veltron, Dino and Danburry, and, therefore, is the beneficial owner of (i) the 2,671,415 shares of Common Stock into which the Convertible Preferred Stock is convertible, plus (ii) the additional 25,000 shares of Common Stock described in the immediately preceding paragraph, for a combined total of 2,696,415 shares of Common Stock, representing 5.4% of the outstanding shares of Common Stock.

         

Item 5.

  

Ownership of Five Percent or Less of a Class:

 

Not applicable.

    

Item 6.

  

Ownership of More than Five Percent on Behalf of Another Person:

 

Not applicable.

         

Item 7.

  

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person:

 

See Item 2 above.

Item 8.

  

Identification and Classification of Members of the Group:

 

Not applicable.

         

Item 9.

  

Notice of Dissolution of Group:

 

Not applicable.

         

Item 10.

  

Certifications:

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

         

 

8


 

SIGNATURES

 

After reasonable inquiry and to the best of their knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct.

 

Dated: February 14, 2005

 

TI INVESTMENTS, LLC

   

By:

 

/s/ David L. Widener


   

Name:

 

David L. Widener

   

Title:

 

President

Dated: February 14, 2005

 

VELTRON MANAGEMENT LTD.

   

By:

 

/s/ Raymond Long Sing Tang


   

Name:

 

Raymond Long Sing Tang

   

Title:

 

Authorized Signatory

Dated: February 14, 2005

 

DINO INVESTMENTS LLC

   

By:

 

/s/ David L. Widener


   

Name:

 

David L. Widener

   

Title:

 

President

 

9


Dated: February 14, 2005

 

DANBURRY INTERNATIONAL LTD.

   

By:

 

/s/ Lars Sorensen


   

Name:

 

Lars Sorensen

   

Title:

 

Authorized Signatory

Dated: February 14, 2005

 

ECHO LIMITED

   

By:

 

/s/ Ho Tuen Yee


   

Name:

 

Ho Tuen Yee

   

Title:

 

Director

 

10

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